Stockbroking Operations (Sponsorship & Deceased Estates)
2021-01-31
Our Client is an established and well respected full service stockbroking firm. An opportunity is available in their friendly and close-knit Middle Office team, where you will be responsible for:
Sponsorship
Sponsorship
- Off markets
- 005 shares In and Out
- 245’s In and Out
- Invoices and Letters
- Issuer to CHESS Conversions
- Minor to adult transfer
- Opening of Sole survivor accounts and Sale Estates
- Checking paperwork received is in order and ASIC /ASX compliant
- Invoices and Letters
- Journaling funds to cover payments
- Change of Trustees
- Bankruptcy Estates
- Previous operations / administration experience from stockbroking / wealth management with a basic understanding of terminology (CHESS; transfers, AML/KYC, sponsorship, etc)
- Excellent verbal & written communication skills
- Attention to detail, with a high level of concentration
- Ability to work in a team and independently